Compliance Disclosure
This Compliance Disclosure explains the role, scope, limitations, and user responsibilities related to The Share Brokers Financial Services for Upstox account opening and onboarding support.
The Share Brokers Financial Services provides assistance related to account opening, KYC guidance, document support, onboarding process understanding, and basic platform guidance as an authorised person associated with Upstox Securities Pvt. Ltd.
Authorised Person Details
Role of The Share Brokers Financial Services
The Share Brokers Financial Services helps users understand the Upstox account opening process, required documents, KYC steps, onboarding flow, account activation process, and basic platform information.
Account Opening Support
We help users understand the online Upstox Demat and Trading account opening process.
KYC Guidance
We guide users about PAN, Aadhaar, bank details, documents, e-sign, and KYC-related steps.
Onboarding Help
We assist users in understanding the onboarding flow, activation steps, and basic platform access.
Basic Platform Guidance
We may explain basic app or web platform navigation, account features, and support directions.
Services We Do Not Provide
The Share Brokers Financial Services does not provide investment advisory, trading advisory, portfolio management, or guaranteed return services. Users must make their own trading and investment decisions.
We Do Not Provide
- Stock tips
- Trading calls
- Intraday tips
- F&O tips
- Options tips
- Investment advice
- Research recommendations
- Portfolio management services
- Guaranteed return services
- Trading on behalf of users
- Fund handling or money collection in personal accounts
Trading and Investing Involves Risk
Securities market investments are subject to market risks. Prices may move up or down, and users may lose money. Users should understand risk, charges, product features, margin rules, and regulatory requirements before trading or investing.
User Responsibilities
- Use only official Upstox account opening and login processes.
- Provide correct PAN, Aadhaar, bank, and KYC details.
- Verify all charges from the official Upstox pricing page.
- Read risk disclosures before trading or investing.
- Trade only from your own account.
- Do not share OTP, password, PIN, or login credentials.
- Do not transfer funds to any personal bank account.
- Make your own financial decisions after understanding risks.
Account Safety and Responsible Usage
Users are responsible for protecting their account credentials, mobile number, email, OTP, password, PIN, and device access. The Share Brokers Financial Services will never ask users to share account passwords, OTPs, PINs, or full login credentials.
Users should avoid unofficial links, unknown contacts, social media tips, guaranteed return claims, and requests to transfer money to personal bank accounts.
Brokerage, Charges and Fees Disclosure
Brokerage, AMC, DP charges, exchange charges, SEBI charges, GST, STT/CTT, stamp duty, processing fees, and other applicable charges may apply as per Upstox, exchange, regulatory, and government rules.
Users should always verify the latest official Upstox pricing, brokerage calculator, account charges, and regulatory charges before opening an account or placing trades.
Relationship with Upstox
The Share Brokers Financial Services operates as an authorised person associated with Upstox Securities Pvt. Ltd. for account opening and onboarding-related support.
Final account approval, KYC verification, trading access, platform access, charges, account modification, account closure, and broker-level support are handled through Upstox’s official systems and processes.
Important Disclosure
- We are not a stock exchange.
- We are not a depository.
- We are not an investment advisor.
- We are not a research analyst.
- We do not manage user funds.
- We do not execute trades for users.
- We do not promise profits or returns.
Important Upstox Pages
Compliance Disclosure FAQs
1. What is this compliance disclosure page about?
This page explains the role, limitations, risk disclosures, user responsibilities, and support scope of The Share Brokers Financial Services for Upstox account opening and onboarding support.
2. Is The Share Brokers Financial Services a stock broker?
No. The Share Brokers Financial Services is not a stock broker. It provides account opening and onboarding support as an authorised person associated with Upstox Securities Pvt. Ltd.
3. Does The Share Brokers provide investment advice?
No. The Share Brokers Financial Services does not provide investment advice, stock tips, trading calls, research recommendations, portfolio management, or guaranteed return services.
4. Can The Share Brokers trade on my behalf?
No. Users must trade only from their own Upstox account. The Share Brokers Financial Services does not trade on behalf of users.
5. Can I share my OTP, password or PIN?
No. Users should never share OTP, password, PIN, login details, or sensitive account credentials with anyone.
6. Are trading and investing risk-free?
No. Trading and investing are subject to market risks. Users may lose money and should understand product features, charges, risks, and regulatory requirements before trading or investing.
7. Who approves my Upstox account?
Final account approval, KYC verification, and activation are completed through Upstox’s official systems and processes.
8. Does The Share Brokers collect trading funds?
No. Users should not transfer trading or investment funds to any personal bank account. Users should use only official Upstox payment and fund transfer methods.
Need Help with Upstox Account Opening?
Get onboarding guidance for Upstox account opening, KYC, documents, and account activation support.
The Share Brokers Financial Services assists with account opening and onboarding support only. We do not provide stock tips, trading calls, investment advice, portfolio management, or guaranteed return services.